We have a mobile service to take fingerprints for FINRA applications at your office or home, anywhere in the UK or Europe. Alternatively, you can visit the The Fingerprint Hub at our offices in Central London and elsewhere
Persons operating under FINRA legislation must comply with the Securities Exchange Act (SEA) and FBI requirements to submit an authorised copy of the fingerprints of individuals who perform certain roles within the firm
Each application (we will help you with the relevant paperwork) must have the following information:
Employer's name, address, and Organisation ID
Applicants Name
CRD number
US Social Security Number (if applicable)
Date of Birth
Place of Birth
Gender
Height, Weight
Hair Color, Eye Color
Applicants signature
Authorising signature
Hardcopy prints are sent to:
Sterling Identity
Suite 301
10220 SW Greenburg Rd
Portland,
OR 97223
You will need to submit applications on the new FINRA card stock supplied by Sterling. We carry the relevant cards in stock, however if you have more than 25 applicants please let us have around a weeks notice to ensure we have adequate supply. There is a small charge for each card (£2.50)
Call our office on Tel: 020 3291 1452 to make an appointment or email info@fingerprint.org.uk